Economy

No easy answers: a response to Alex Heffron and Kai Heron

November 30, 2020

A change to my published programme, since I’m feeling the need to respond to a review of my book from an avowedly Marxist perspective by Alex Heffron and Kai Heron (henceforth H&H). Their review involves a bit of faint praise for my book, a lot of fusillades against it, and some outrageous distortions of what I actually say.

The sociologist Colin Campbell wrote “It is always interesting for an author to read reviewers’ comments, if only to discover the kind of book reviewers thought one should have written. But then it is also interesting to discover what it is that one should have consulted or discussed at length, yet in the opinion of the reviewer regrettably failed to do”. His words resonated as I read H&H’s review, but this was overlaid with a stranger feeling that in much of their review they were engaging with some other writer altogether, a dastardly fellow with an egregiously conservative agenda hidden beneath his superficial leftism. I’m pretty sure that that writer isn’t me. But perhaps H&H are channelling a doppelganger of mine from some parallel universe. I’ll call him Ejams, the mirror of my name, and we’ll meet him shortly.

First, I need to sketch some grounding assumptions of my book. In the years ahead, I think there will be climate, food, water, energy, material, ecological, political and economic crises that will upend in chaotic ways much of the institutional architecture of our present social world and see a lot of people on the move, many searching for secure farmland to make a living. If you disagree, my book won’t make much sense – but my view is becoming increasingly mainstream, not least on the political left. To mitigate the problems of this world to come, we need to be radically rethinking right now the agrarian, energetic, political and economic basis of our societies as we head into a future whose dynamics remain unknowable in detail. This isn’t easy to do. H&H criticize me for uncertainty and haziness in rethinking humanity’s entire future within one 300-page book. If I claimed certainty or a thorough blueprint I’d be a charlatan, but I hope someday they’ll write the book they think I should have written and make it a better one than mine.

H&H do, however, usefully highlight a deeper reason for my uncertainty. I’m sceptical of progressive-modernist ideologies and I don’t think they’ll be equal to the challenges of the future, or indeed survive them. Broadly, the three main currents of these ideologies are liberal capitalism (progress through private profit-seeking), conservative nationalism (progress through collective national assertion) and Marxism/socialism (progress through collective popular assertion by the working class). My view is a more tragic one: people organize to achieve progress and improvement, but in doing so they encounter insuperable dilemmas and unforeseen consequences of their actions that rarely deliver what they hoped or expected. This view, I acknowledge, leaves me searching rather lamely for sources of social renewal and justice. But I think it’s better to face this squarely, to accept that the renewal may not come as we would like, if at all, and that possibly it will come piecemeal as a poisoned chalice in the face of systemic breakdown and involve a lot of hard work on the farm and in the town hall, rather than clinging hopefully to the familiar modernist bromides of redemption through the market, or the nation, or through popular class assertion.

Although my view is tragic, it’s not nihilistic. I completely endorse the urge for improvement, and of the three progressive-modernist ideologies my sympathies slant heavily to socialism. I don’t share the progressive-modernist underpinnings, but I’d still like to reach out to many on the left who embrace them because we have much in common. I also think the more tragically-oriented peasant or agrarian populist tradition that I articulate in my book contains useful lessons for that project, but – while I’m grateful to H&H for recommending that people read the book – I suspect that many who absorb their broadside against it will conclude it’s scarcely worth the bother. Here, I’ll briefly plead the case that it might be worth the bother in relation to the three main dimensions of H&H’s critique: 1. capital, 2. class and 3. issues of gender, family and interpersonal coercion.

On capital, H&H accurately diagnose that I see the origins of capitalism largely as a product of interstate commercial competition and not so much as a product of rural class relations. My inspiration is more Immanuel Wallerstein than Robert Brenner. That is not at all the same as saying that rural class formation or class relations are unimportant, and I’ll come to that in a moment. But these commercial versus class accents do echo across many of the differences between my position and H&H’s. Frankly, I think they use their class emphasis to give themselves and their politics an easy ride, where the correct class following the correct politics is accorded privileged political agency as post-capitalist liberator. For my part, I don’t think any categories of workers or peasants can exempt themselves so easily from capitalist and state hegemony – but they do and will try, and this is a key plank to the politics in my book.

A different way of thinking about capital is as the embodied resources – which, in low energy agrarian societies, mostly means embodied human labour – in the farmed landscape. There is a lot of this embodied labour, even in apparently ‘simple’ societies, which non-farmers rarely notice. Whether capital is monetized or not, in every farming society, and in foraging societies too, a lot of nuanced attention is paid to who builds the capital, who draws from it and how this changes through time.

But H&H aren’t interested in this, and they scorn the idea that small-scale farmers might manage the complex flow of farm capital partly through commodity production or marketing while mitigating the dangers of market dependence through secure property tenure. A problem that many societies have had to wrestle with is that human collective organization easily generates a lot of capital that degrades the ecological base on which they ultimately rely. This, to say the least, is a major global problem today, and in my book I argue that a promising route for limiting capital formation is creating household-based farming oriented primarily to household needs. But even the most rudimentary household farm has to build some capital and direct its flow. H&H say nothing about how to either generate or limit such capital, and I think this fatally compromises their critique of my approach. In fact, with this omission they unwittingly open the door to the class differentiation they (and I) oppose.

Which brings us to class. One of H&H’s major charges against my book is that I fail to appreciate class differentiation in peasant societies, and they draw attention to various debates about this issue which they say I’ve neglected. In truth, I did cover some of these debates implicitly or explicitly, while trying to keep in mind that general readers of non-scholarly books are less interested in antique Marxist controversies than leftwing intellectuals might think. The most recent of the debates that H&H chastise me for ignoring flared nearly 50 years ago, and one reason I scarcely discuss them is that I’m not convinced of their centrality to the new epoch that’s upon us.

But actually – and this is something H&H completely miss – rural class differentiation and class conflict is key to my discussion in the later parts of the book. True, I don’t broadcast it with bold caps in the way that H&H would perhaps have liked me to, but I’d have thought that a reasonably attentive leftwing reading of my book would have picked up on this all the same. So, to clarify my position: IN THE FUTURE THERE WILL BE MANY SHARP CLASS CONFLICTS OVER ACCESS TO FARMLAND. I can’t foretell their outcome, but the small farm futures I write about in my book certainly won’t occur unless some of them are decided in favour of the cultivating/working classes. In my book I describe in very broad brushstrokes the circumstances in which that may just be possible (which pace H&H, won’t be ‘feudal’).

For their part, H&H want to tie future rural class conflicts to 19th century Eurasian ones and lament that I neglect the touchstone authors who described the latter: Lenin, Kautsky, Chayanov. Will the rural class conflicts of the future I anticipate in my book resemble these ones? Well, yes and no but mostly no, and I make it plain that my book is not about the peasant politics of the past (page 93). H&H make much of Lenin’s Development of Capitalism in Russia (1899). As I see it, Lenin’s analysis was excessively concerned to shoehorn relations in the Russian countryside of that time into a Marxian dualism considerably more doctrinaire than Marx’s own, but inasmuch as it genuinely engaged with Russia’s rural scene it was in a context where well established peasantries were seeking leverage within an expanding and industrializing economy under the aegis of a strengthening state. The future situations I’m anticipating in my book, on the other hand, are where newly emerging and socially pre-differentiated peasantries are seeking leverage within a shrinking and deindustrializing economy under the weakening tutelage of a disintegrating state.

Lenin’s thoughts about 19th century Russia are really of little help in this situation. Nevertheless, I agree with H&H that there is potential for rural class differentiation in the neo-peasant societies to come, which is why I devote a lot of attention in my book to the means for preventing it. So it surprises me that on this issue H&H summon my doppelganger Ejams, and suggest he’s an enthusiast for rural landlordism. Smaje, however, most certainly isn’t: I make the avoidance of Ricardian rent key to the whole rural political economy of my book. H&H build their counter case by citing the one sentence in the entire book where I’m less than wholly negative about landlordism, a sentence addressed to a specific context where in fact landlords are pressured by the class power of cultivators, and even there I hedge it with caveats. This feeds my general sense that they have combed the book looking for ammunition rather than seeking more open engagement.

For sure, we can debate the pros and cons of different methods to avoid domination in the countryside and build thriving rural societies, and this has been the stuff of agrarian politics worldwide at levels of bewildering practical complexity throughout history. But H&H cut through all that with the single anecdotal example of a farm that’s co-run on cooperative lines by one of them, reportedly with great success. I can’t comment on this particular farm, about which I know nothing, but I can comment on numerous farms, cooperatives, community gardens, small businesses, intentional communities and marriages which I’ve seen fare less well, and almost always for the same reasons: beneath the patina of cooperation, somebody was carrying a burden of unrecognized labour, or there were disagreements over use of shared resources, or there was interpersonal domination.

Anecdotes aside, there’s a vast consultable history of agrarian societies that have carefully and unromantically, though never perfectly, thrashed out workable boundaries between family, private, common and public ownership, and I talk about this in some detail in my book. Here I think H&H should engage with rather than ignore this analysis and put some cards of their own on the table. Their implicit preference for sorting out the agrarian implications of such things as death, inheritance, in- or out-migration, divorce, neighbour disputes or commons disputes simply by talking it all through ad hoc on the farm or collectively in some ill-defined state space is the perfect recipe for creating class differentiation and landlordism over time. If they really want to make the case that it’s possible to create a renewable and harmonious agrarian society long-term on this basis, they need to provide a more nuanced description of how it works in practice.

I confess that my own brief outline of a republican politics of recognition and a public sphere in my book is only another step or two up the ladder of sophistication in this regard, and maybe indeed it’s a deus ex machina as H&H charge. But if so, I think it’s a more specific and promising one than two others that they lean on heavily themselves – unconflicted class identification, and somehow just sorting it all out collectively on or off the farm. H&H object to the concept of the public sphere, but happily invoke the resolving power of ‘democracy’, which seems a pretty similar move – though the difference between them is important, and I’ll discuss it in another essay which will also engage with their objections to ‘genocidal’ political quietism. For now, I’ll just observe that H&H dismiss the republican politics of recognition and the deeply grounded traditions of agrarian organization that I discuss in my book with simplistic and misleading labels: ‘liberal’, ‘petit bourgeois’. This is not an example of the nuanced and specific historical class analysis that Marxism at its best achieves. It’s vulgar determinism and name-calling.

One reason I don’t much engage in detailed class analysis is that it’s impossible to do it prospectively for future scenarios, except in the broadest of outlines that are sketched in my book. But what interests me more than sharp rural class conflicts is what happens after the sharpness has been blunted – how do people implement the peace and deal with the conflicts and frustrations, as well as the joys, of daily agrarian life? H&H have nothing to say about this beyond the exemplary presentation of Heffron’s own farm, I suspect because they’re only really interested in collective conflict, in this case between classes, and not in more particularistic kinds of conflict. In this way, their version of class politics greatly romanticizes the unifying power of class identification. And this kind of class politics has burdened communist history with appalling sorrow, because when the romance of unconflicted class identity sours, as it usually does, the vulgar determinism, the name-calling – ‘petit bourgeois’, ‘kulak’, ‘capitalist roader’ and so forth – incites violence that has more to do with class romanticism than class differentiation. In that respect, I find the Maoist threat lurking within H&H’s review title chilling.

But let me now turn to issues of gender, household, family and interpersonal domination. There’s much more I’d like to say about all this, and I probably will in future posts, but for brevity here I’ll stick to just a few main points.

H&H press my unpleasant doppelganger Ejams into heavy service in this section with some outrageous distortions of my argument. We’re told that Ejams thinks women shouldn’t be permitted to own property independently, that states should restrict family size, that there really are such things as ‘men’s work’ and ‘women’s work’, and that women specifically rather than both women and men should content themselves with modestly furnishing their households. Well, Ejams might think such shocking things, but I can assure them that Smaje most certainly doesn’t. If these arguments truly existed in the book rather than in H&H’s imaginations I would have rightly been pilloried for them by other readers. Perhaps the fact that nobody else has read these absurd ideas into my argument should prompt some self-reflection in the two that have.

Here’s something that I do think: many societies will face tensions in the future between individual economic liberty and the need for households and political communities to orchestrate renewable ecologies, and there’s a danger that these tensions will be resolved to the disadvantage of women. To me it seems better to discuss this openly rather than simply shooting the messengers who draw attention to the problem. Again, while Alex Heffron’s farm may be exemplary in simultaneously achieving individual self-realisation and uncoerced collectivity as well as ecological equilibrium, H&H’s easy recourse to anecdotal examples like this does not suggest to me that they are thinking about these issues at all seriously.

In fact, it troubles me that H&H reserve such special scorn for family relationships, equating them with slavery. Of course it’s true that family relationships can be coercive, which is why I devote attention to this problem in my book. If H&H themselves have suffered from this, they have my sympathies. Alternatively, they might be drawing from a popular genre of radical writing about kinship that somewhat puzzles me – the kind where people in their private lives choose to engage in rich and complex, if often difficult, ongoing relationships with their own parents, siblings, children, or other relatives, to which they devote enormous energy, yet denounce it all as mere slavery and coercion when they’re at the writing desk. Either way, it would be useful for H&H to specify exactly what is coercive about family relationships and exactly how this is avoided in other kinds of relationships. Villages, nations, schools, charities, churches, collective farms, cooperatives, social services departments, children’s homes, trade unions and soviets can be coercive too.

Kinship is a persistent form of human organization that will certainly outlast the present modernist epoch of global politics, whereupon it may start to do more political work. Unquestionably, it has its downsides, which I wrestle with in my book and inevitably fail to resolve. The trap that H&H fall into is in supposing that, once they’ve somehow vanquished kin relations, other social relationships will be free of coercion and domination. It’s all very well to appoint themselves to the umpire’s chair and endlessly denounce me, or rather Ejams, for patriarchy. But eventually they’ll need to get down from the chair and start doing some wrestling themselves.

When they do, since I have no problem with non-family forms of small-scale farming, I’m sure there will be much in their vision that I’ll welcome. I did press the case specifically (but not exclusively) for family farming – but not patriarchal family farming – in my book because I felt the need to twist the stick in the other direction from the kind of prejudices against it on the left that are all too evident in H&H’s review, but I welcome visions for non-family based agrarianism, provided that they (a) address the issues of capital formation, capital limitation and capital flow I discussed above, (b) address the fact that domination in human relationships is not restricted to families and will stalk whatever alternative social relations are proposed, and (c) show an entry-level respect for non-domination by not seeking to prevent people from forming family groups and farming in them should they choose.

Finally, at the end of their review, H&H mention various agrarian institutions and organizations that inspire them, some of which surprise me. For example, they mention La Via Campesina, which has been criticized by Marxists for its ‘upper peasant’ politics – unfairly, in my opinion, but it’s odd that H&H give it a free pass in view of their heavy emphasis elsewhere on peasant differentiation. They also mention the Land Workers’ Alliance – of which I was a founding member – many of whose activists are family-based owner-occupiers of small commercial farms of the kind H&H find so problematic. They mention Sylvanaqua Farms in the USA, so presumably are inspired by its co-owner Chris Newman’s idea of raising US$50 million in private capital on a peer-to-peer basis to democratize farming in his area. Perhaps they could then explain why they have such a problem with my rather similar idea of an inheritance tax collected into local agricultural banking to prevent wealth concentration (and therefore landlordism), effectively a peer-to-peer capital raising scheme geared to transferring farming opportunities democratically from one generation to the next. So indeed, these are impressive organisations. But I’m baffled as to why H&H think they fit their own agrarian politics better than mine.

There are many other issues to contest in H&H’s summarizing of my book, and perhaps at some point it would be good to debate these with them, especially if they could refrain from trying to turn me at every opportunity into my reactionary doppelganger Ejams. But for now I’ll leave it there. I hope I’ve said enough to indicate that my book sees no panaceas in the traditions of small scale and family farming, but does find much to learn from them. And that there are no easy answers to the dilemmas of creating just and renewable post-capitalist societies.

Chris Smaje

After studying then teaching and researching in social science and policy, I became a small-scale commercial veg grower in 2007. Nowadays, when I’m not writing about the need to design low-impact local food systems before they’re foisted on us by default, I spend my time as an aspiring woodsman, stockman, gardener and peasant on the small farm I help to run in Somerset, southwest England Though smallholding, small-scale farming, peasant farming, agrarianism – call it what you will – has had many epitaphs written for it over the years, I think it’s the most likely way for humanity to see itself through the numerous crises we currently face in both the Global North and South. In my writing and blogging I attempt to explain why. The posts are sometimes practical but mostly political, as I try to wrestle with how to make the world a more welcoming place for the smallholder. Chris is the author of A Small Farm Future: Making the Case for a Society Built Around Local Economies, Self-Provisioning, Agricultural Diversity, and a Shared Earth, and most recently, Saying NO to a Farm-Free Future: The Case for an Ecological Food System and Against Manufactured Foods.


Tags: Building resilient food and farming systems, Marxism, small farm future